6.6        RECORDS

 

DATED:                December 2004

SOURCED:           Privacy Legislation, Commonwealth, 1988 

                           Child Care Act 2002, Child Care Regulation 2003

_____________________________________________________________________

 

POLICY

 

All records held by the scheme will be dealt with confidentially securely and ethically.

 

PROCEDURE

 

Confidentiality

Staff, carer, and children’s records shall be kept up to date and in a safe and secure area.  The records will remain confidential and will only be made available to those who have a lawful right to them. Information will not be disclosed to another party without the consent of the individual concerned unless it is a requirement by law. Confidentiality will be maintained when discussing matters with carers, staff, and other agencies.

 

Compliance with relevant legislative requirements

The scheme will abide by all legislative requirements in relation to the storage and management of records.

 

Amendment and Approval of Changes to Records

The scheme will take reasonable steps to ensure that the records we keep are accurate, complete, up-to-date and written in objective non-judgmental language. However, should a person discover that the information held about them is inaccurate or misleading, they are required to inform the Manager or Coordinator and provide accurate information regarding the change required, and the records will be amended immediately.

 

Access

Families, Carers and staff have the right to know what information is held about them. Should either party seek access to their records, the Manager will arrange a suitable time to provide this information. Copies of such records will be made available upon request, at a mutually agreed time.

 

Storage

All records held about families, Carers and staff will be kept in such a way as to:

·         Prevent access by unauthorized persons

·         Are secure

·         Are archived for the specified time

§         Carer – 3 years

§         Child – 3 years

§         Staff – 3 years

§         Financial – 7 years

§         Incident/accident – Until the child is 21 years

 

 Disposal of Records

Records will be held in a locked storage area until the time they can lawfully be destroyed. The scheme will use a security company to dispose of all archived documents. They will remove the records in a locked container and shred them in a secure manner

 

Content of Information Held

The scheme will limit the amount and type of information that is held on people. Information held by the service will be for the express purpose of administering the scheme in adherence with government legislation and regulations, for example, delivery of safe, quality care, administration of Child Care Benefit, Australian Taxation requirements, etc.

 

Privacy Statement

The management manual of the organization, and family handbook for the scheme, contains a privacy statement informing families of the purpose of information held in confidence by the service about them.

 

Misuse of Information

Agents of the scheme must not misuse information held by and on behalf of the scheme. In the event that an agent of the scheme misuses such information:

·         Disciplinary action will be taken

 

Children’s Records:

·         The child’s name, date of birth, residential address and general; and

·         Details of allergies or other relevant medical history or detail; and

·         The full name, residential address, place of employment and contact telephone number of the families/guardian; and

·         Date of enrollment; and

·         Date of commencement; and

·         Days and hours of attendance; and

·         School, preschool, kindergarten, sporting and other transport arrangements; and

·         Any special requirements notified by a parent/guardian e.g. culture or religion, the needs of a child with a disability or with other special needs; and

·         The primary language spoken by the child or, if the child has not learned to speak, the child’s families’; and

·         Court orders affecting custody of, and access to, the child; and

·         Changes in the family’s circumstances

·         The name and address and telephone number of a person authorised by a parent to collect the child; and

·         The name, address and telephone number of at least one person who may be contacted in an emergency (if the parent is not available); and

·         The name, address and telephone number of the child’s doctor or hospital; and

·         If any medication is administered to the child while in Family Day Care:

 

·         The name of the medication

·         The date, time and dosage administered

·         The name of the person who administered the medication; and

 

·        The families written permission for, and any doctor’s                                                             Instructions regarding the medication

·         A parent’s permission for emergency medical, hospital and ambulance service; and

·         Childhood and serious illnesses

·         Accidents

·         Critical incidents

·         Complaints and their outcome

·         A parent’s permission for a child to be taken on an excursion or escorted to or from a specified place; and

·         The nature and circumstances of any injury to the child while in Family Day Care; and

·         Particulars of treatment given to the child who is injured or becomes ill while in Family Day Care; and

·         If a child dies while in Family Day Care, the details surrounding the death.

 

Families must have access to the following information:

 

·         The Certificate of Approval to operate the Family Day Care service, which must be displayed in a prominent place

·         Written policies and procedures

·         Procedures for dealing with families’ concerns and complaints

·         Emergency evacuation procedures

·         The telephone number, address and other relevant information of the nearest appropriate office of the government department with responsibility for child care,

·         Procedures for the arrival and departure of children

 

 Carer Records

 

The following records are kept on each:

 

Care Provider

·         Name and previous names

·         Date and place of birth

·         Cultural background, if disclosed

·         Address

·         Work history

·         Qualifications

·         Health information

·         References

·         Carer agreement form

·         First aid certificate

·         Criminal history check

·         Medical certificate

·         Monitoring records and audits

·         Accidents

·         Critical incidents

 

Support Care Provider

·         Name and previous names

·         Date and place of birth

·         First aid certificate

·         Criminal history

 

Adult member of Care Provider's household

·         Name and previous names

·         Date and place of birth

·         Criminal history

 

Assessment process for

·         The original & current assessment for the Care Provider

·         The Support Care Provider

·         Other members of the household

·         The home

·         Other facilities used for Family Day Care  

 

 Other

·         Emergency and back-up arrangements

·         In-service training attended by Care Provider

·         Vehicle used for the transport of children

·         Safety Certificate

·         Current Certificate of Approval

·         Written requirement of the Licensee, issued to a Care Provider

 

 Retention and Disposal of Records

 

Bayside Family Day Care ensures that all records are retained for the following periods and are not disposed of in a manner, which breaches confidentiality

 

 Procedure for Families and Carers to Access their Records

 A request must be made either verbally or in writing to the Manager of Bayside Family Day Care to request a copy of their records held by the service

 

Disclosure of records will be limited to information held specifically in relation to the family/Carer requesting the record

 

Information will be restricted regarding any other party referred to in the record

 

A period of 24 hours notice must be provided

 

An appointment time to access their records must be made that is convenient for both parties

 

The Manager or delegate will provide their records to the person requesting the information

 

A copy of their records will be provided to the person requesting the information